大连理工大学硕士学位论文
摘
要
国有企业是中国特色社会主义的重要物质基础和政治基础，是我们党执政兴国的重
要支柱和依靠力量。十八大以来，深化改革和加强党的建设成为国有企业工作的重中之
重，激活和传承红色基因也成为必然要求。进入新时代以后，我国经济逐步迈向高质量
发展，国有企业也在逐步实现由追赶向领跑的转变，向成为世界一流企业不断迈进，这
要求国有企业深入挖掘红色基因，充分发挥红色引擎作用。
目前学者们对国有企业红色基因的研究多从具体的国企精神切入，针对某个企业或
者某个时期进行研究，缺乏系统性研究。基于此背景，本研究开展了对国有企业红色基
因的研究，旨在明确其概念内涵、结构维度、形成与传导过程。本研究在回顾了红色基
因、国有企业红色基因、企业文化理论等理论基础以后，从中文数据库、中央国有企业
网站、国内重要网络平台和微信公众号收集二手数据，进行整理、归纳。然后借助 Nvivo11
分析软件，运用程序化扎根理论，严格遵循开放性编码、主轴编码和选择性编码的流程，
依次提炼出初始概念、范畴、主范畴以及核心范畴，最终得到了国有企业红色基因的概
念及结构维度模型，根据扎根结果，通过对两家中央国有企业的访谈，本研究又探索了
国有企业红色基因的形成与传导过程，并归纳总结了国有企业红色基因的独特功能。最
后探讨本研究的研究结论和成果对国有企业实践的管理启示，指出了本研究的研究创新
点与研究局限，并提出了未来展望。本研究的主要成果有如下四点：
（1）对国有企业红色基因的概念进行了界定，将其定义为国有企业在共产党红色
基因的基础上，结合企业的经济属性，形成的符合企业实际的红色基因，是国企强大的
精神力量，即围绕政治本色这一核心，发扬优良作风、保持进取精神、培养优秀品格、
强化协作意识、发挥先锋作用。
（2）通过程序化扎根理论，构建了包括政治本色、优良作风、进取精神、优秀品
格、协作意识、先锋作用六个维度的国有企业红色基因结构维度模型。
（3）基于扎根理论结果，通过对两家国有企业的访谈，构建了国有企业红色基因
形成与传导过程模型。
（4）根据研究结果和以往研究，归纳总结了国有企业红色基因的三个独特功能：
方向引领功能；支撑保障功能；教育激励功能。
综上所述，研究通过扎根结果界定了国有企业红色基因的概念，构建了其结构维度
模型，并结合案例探索了国有企业红色基因的形成与传导过程模型，帮助国有企业更好
地挖掘和激活红色基因，将红色基因与企业文化和生产经营实践结合起来，使其转变为
核心竞争力，为国有企业高质量发展提供动力。
关键词：国有企业红色基因；结构维度；形成与传导过程；扎根理论
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国有企业红色基因的维度构建及形成与传导过程研究
Analysis on the Construction of Structural Dimensions of red gene of
state-owned enterprises and Formation and Transmission Process
Abstract
State-owned enterprises are an important material and political foundation of socialism
with Chinese characteristics, and an important pillar and strength for the Party to govern and
rejuvenate the country. Since the 18th National Congress of the Communist Party of China,
deepening reform and strengthening party building has become the top priority of state-owned
enterprises, and activating and inheriting the red gene has become an inevitable requirement.
After entering the new era, China's economy is gradually moving toward high-quality
development, and state-owned enterprises are gradually realizing the transformation from
catching up toleading, and makingcontinuous strides toward becomingworld-class
enterprises. This requires state-owned enterprises to dig deep into the red gene and give full
play to the role of red engine.
At present, scholars' research on the red gene of state-owned enterprises mostly starts
from the specific spirit of state-owned enterprises, focusing on a certain enterprise or a certain
period, and lacks systematic research. Based on this background, this study carried out
research on the red gene of state-owned enterprises, aiming to clarify its concept connotation,
structural dimension, formation and transmission process. After reviewing the theoretical
basis of red Gene, red gene of state-owned enterprises, corporate culture theory and other
theories, this study collected second-hand data from Chinese databases, websites of central
state-owned enterprises, important domestic network platforms and wechat public accounts
for sorting and summarizing.Then using Nvivo11 analysis software, using the theory of
procedural root, strictly follow the open coding, axial coding and selective coding process, in
turn, derived from the initial concept, category, the main category and core category, finally
got the concept and structure of state-owned enterprises red gene dimensional model,
according to the results of root, through interviewing two central state-owned enterprises, this
study also explores the formation and transmission process of red gene in state-owned
enterprises, and summed up the unique functions of red gene in state-owned enterprises.
Finally, this paper discusses the management enlightenment of the research conclusions and
results to the practice of state-owned enterprises, points out the research innovation and
limitations of this research, and puts forward the future prospects. The main achievements of
this study are as follows:
(1) The concept of the red gene of state-owned enterprises is defined as the red gene
formed by state-owned enterprises on the basis of the Red gene of the Communist Party of
China and in combination with the economic attributes of enterprises. It is the powerful
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