单
单位代码： 10166
硕士学位论文
政府创新偏好对高新技术企业创新效率提
升的影响研究
论文作者： 丁海波
学科专业： 企业管理
指导教师： 王鹤春
培养单位： 管理学院
类 别： 全日制
完成时间： 20 22 年5 月16 日
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均已在文中作了明确说明并表示了谢意。
作者签名： 日期： 2022 年 5 月 16 日
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作者签名： 日期： 2022 年 5 月 16 日
政府创新偏好对高新技术企业创新效率提升的影响研究
政府创新偏好对高新技术企业创新效率提升的影响研究
摘 要
高新技术企业的创新效率决定了企业的发展上限和未来前景，在新工业革命
下，创新效率低的企业显得举步维艰甚至被淘汰出局。政府作为合法的制度代表
者和执行者，加大对目标设定中的创新偏好，是否真的能够帮助高新技术企业显
著提升它们的创新效率是论文要验证的核心问题。此外，基础设施建设投资在一
定程度上减少了高新技术的交通、信息等交易成本，同时也有效促进创新资源如
人才，技术等有效流动，那么政府对基础设施的投入建设是否也会有效提升高新
技术企业的创新效率也是论文探讨验证的另一个核心问题。论文将围绕以政府创
新偏好和高新技术企业创新效率形成的两个问题开展研究。论文运用创新理论、
政治锦标赛理论、吸收能力理论和寻租理论，以企业创新效率的外部性影响因素
即政府创新偏好为起点，并对其进行深刻地阐述和测量以期检验其对高新技术企
业创新效率的影响效果。选取 2015 年—2019 年上市的高新技术企业为研究样本
并测算其创新效率，借鉴相关偏好类文献以建立政府创新偏好的评价指标体系，
利用 SPSS 进行因子分析，量化处理了政府创新偏好，在此基础之上研究基础设
施投入对于政府创新偏好对高新技术企业创新效率影响的中介作用。形成的主要
结论如下：（1）政府创新偏好显著提高高新技术企业创新效率，进一步发现政府
创新偏好对不同地区，不同行业高新技术企业创新效率的影响效果也不同。（2）
基础设施投入有利于提升高新技术企业创新效率。（3）基础设施投入包括一般与
科技基础设施投入均在政府创新偏好对高新技术企业创新效率的影响中起着重
要的中介作用。论文的贡献在于：丰富了政府创新偏好这一概念的内涵和测量研
究方法，同时为企业提高创新效率提供了全新的视角即与政府创新偏好形成目标
的一致性，打造良好的政企创新关系。将政府创新偏好，基础设施投入和高新技
术企业创新效率纳入统一研究框架，并实证研究基础设施投入在对政府创新偏好
对高新技术企业创新效率的中介作用，丰富完善了政府创新支持活动对企业创新
的相关研究。
关键词：政府创新偏好，高新技术企业，创新效率，基础设施投入
I
政府创新偏好对高新技术企业创新效率提升的影响研究
Research on the influence of government innovation
preferences to the improvement of innovation efficiency of
high-tech enterprises
Abstract
The innovation efficiency of high-tech enterprises determines the upper limit of
enterprise development and future prospects, and under the new industrial revolution,
enterprises with low innovation efficiency are difficult or even eliminated. As a
legitimate system representative and executor, whether the government can really help
high-tech enterprises significantly improve their innovation efficiency as a legitimate
institutional representative and implementer is the core issue to be verified in the paper.
In addition, infrastructure construction investment to a certain extent to reduce the high-
tech transportation, information and other transaction costs, but also effectively
promote the effective flow of innovative resources such as talents, technology, etc., then
whether the government;s investment in infrastructure construction will also effectively
improve the innovation efficiency of high-tech enterprises is also another core issue
discussed and verified in the paper. The paper will focus on two issues formed by the
government;s innovation preferences and the innovation efficiency of high-tech
enterprises. The thesis uses the theory of innovation, the theory of political tournaments,
the theory of absorptive capacity, and the theory of rent-seeking. The external
influencing factors of enterprise innovation efficiency which are the government;s
innovation preferences are the starting point, and they are profoundly elaborated and
measured in order to test the effect of their impact on the innovation efficiency of high-
tech enterprises. The high-tech enterprises listed from 2015 to 2019 were selected as
research samples and their innovation efficiency was measured, the relevant preference
literature was used to establish an evaluation index system of government innovation
preferences, and the factor analysis of SPSS was used to quantitatively deal with
government innovation preferences, and on this basis, the mediating effect of
infrastructure investment on the impact of government innovation preferences on the
II
政府创新偏好对高新技术企业创新效率提升的影响研究
innovation efficiency of high-tech enterprises was studied. The main conclusions
formed are as follows: (1) The government;s innovation preference significantly
improves the innovation efficiency of high-tech enterprises, and it is further found that
the impact of government innovation preferences on the innovation efficiency of high-
tech enterprises in different regions and different industries is also different. (2)
Infrastructure investment is conducive to improving the innovation efficiency of high-
tech enterprises. (3) Infrastructure investment, including general and scientific and
technological infrastructure investment, plays an important intermediary role in the
impact of government innovation preferences on the innovation efficiency of high-tech
enterprises. The contribution of the paper is to enrich the connotation and measurement
research method of the concept of government innovation preference, and at the same
time provide a new perspective for enterprises to improve innovation efficiency, that is,
to form a consistency with the goal of government innovation preference, and create a
good relationship between government and enterprise innovation. The government;s
innovation preference, infrastructure investment and innovation efficiency of high-tech
enterprises are included in the unified research framework, and the intermediary role of
infrastructure investment in government innovation preferences on the innovation
efficiency of high-tech enterprises is empirically studied, and the relevant research on
enterprise innovation of government innovation support activities is enriched and
improved.
KEY WORDS ： government innovation preferences, high-tech enterprises,
innovation efficiency, infrastructure investment
III