密级
硕士学位论文
题目创新生态系统下主体关系对创新绩效的影响研究
（英文）Research on the Influence of Principal Relationship on
Innovation Performance in Innovation Ecosystem
研究生学号: 19052202006
研究生姓名:汪 晨
指导教师姓名、职称: _ __ 胡泽民 教授_ ____
申 请 学位 门 类:_______ 管理学硕士__________
学 科、专 业:企业管理
论 文 答辩 日 期:2022 年 6 月 5 日 独创性（或创新性）声明
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导师签名： 日期： 摘要
摘要
现阶段，中国经济处于旧动能逐渐耗竭、新动能逐渐起步、经济转型升级的关键
时期，企业之间的竞争逐渐由“单个企业之争” 演变成为“供应链之争”，进而升
级为各个企业赖以生存的“企业创新生态系统”之争。在企业创新生态下，主体成员
间的关系较为复杂，系统中各主体成员对于企业创新的作用机理仍不太明确，同时来
自新制度主义理论的研究显示，制度环境能够影响企业治理和创新策略。综上所述，
本研究围绕“创新生态系统下主体关系对创新绩效的影响研究”这一研究问题，从主
体成员关系视角出发，探索企业创新生态系统供应商、顾客和政府对企业创新绩效的
影响，考察企业创新能力的中介作用和制度环境背景下这种关系的变化。
本文主要探索创新生态系统情境下主体关系对于企业创新绩效的影响。通过梳理
前人研究的文献的基础上，总结出创新生态系统主体关系有利于提升企业创新绩效，
但没有将企业创新能力这一“桥梁”考虑在内，以及在主体关系影响企业创新绩效的
过程中外部制度环境的影响作用。因此本文从创新生态系统视角出发，以创新生态系
统理论和新制度主义理论为基础，探讨主体关系如何通过影响企业创新能力进而提升
企业创新绩效。再通过总结前人研究，考察制度环境对于这种关系的调节作用。本文
研究的问题主要是：创新生态系统主体关系对企业创新绩效的影响、企业创新能力的
中介作用和制度环境的调节作用。
本文以A 股上市公司为样本对象，利用 stata 软件进行实证分析，得出以下研究
结论：创新生态系统企业客户关系与企业创新绩效正相关，创新生态系统企业供应商
关系与企业创新绩效负相关，创新生态系统企业政府关系与企业创新绩效正相关；企
业创新能力对企业供应商关系与创新绩效存在部分中介效应，企业创新能力对企业政
府关系与创新绩效存在完全中介关系，企业创新能力对企业客户关系与创新绩效不存
在中介效应；制度环境对创新生态系统企业供应商关系和创新绩效之间具有强化调节
作用，制度环境对创新生态系统企业客户关系和创新绩效之间无明显调节作用，制度
环境对创新生态系统企业政府关系和创新绩效之间具有削弱调节作用。
关键词：创新生态系统；主体关系；创新绩效；企业创新能力
IAbstract
Abstract
At the present stage, China;s economy is in a critical period of continuous
transformation of old and new growth drivers and economic transformation and upgrading.
The competition between enterprises has gradually evolved from "single enterprise
competition" to "supply chain competition", and then upgraded to the "enterprise
innovation ecosystem" on which various enterprises survive.Under the enterprise
innovation ecology, the relationship between the main members is more complex, and the
action mechanism of each main member in the system for the enterprise innovation is still
not clear. At the same time, the research from the new institutional theory shows that the
institutional environment can affect the enterprise governance and innovation strategy.To
sum up, this research around "innovation ecosystem under the subject relationship on the
influence of the innovation performance research" the research problem, from the
perspective of subject member relations, explore the impact of the enterprise innovation
ecosystem of suppliers, customers and the government on the enterprise innovation
performance, examine the intermediary role of enterprise innovation ability and the
background of the change of the relationship.
This paper mainly explores the influence of subject relationship on enterprise
innovation performance in the context of innovation ecosystem.On the basis of combing
the previous research literature, it is concluded that the subject relationship of the
innovation ecosystem is conducive to improving the innovation performance of enterprises,
but the "bridge" of the enterprise innovation ability is not taken into account, and the
external institutional environment in the process of the subject relationship affecting the
innovation performance of enterprises.Therefore, from the perspective of innovation
ecosystem, this paper based on the innovation ecosystem theory and new institutional
theory, and discusses how the subject relationship can improve the innovation performance
of enterprises by affecting the innovation ability of enterprises.Then, by summarizing
previous studies, the regulatory role of institutional environment on this relationship is
investigated.The main problems studied in this paper are: the influence of the subject
relationship of innovation ecosystem on the innovation performance of enterprises, the
intermediary role of enterprise innovation ability and the regulating role of institutional
environment.
This paper takes A-share listed companies as the sample object, The empirical
analysis was performed using the stata software, The following research conclusions are
IIAbstract
drawn: Innovation ecosystem enterprise customer relationship is positively related to
enterprise innovation performance, Enterprise supplier relationship of innovation
ecosystem is negatively correlated with enterprise innovation performance, Innovation
ecosystem enterprise government relationship is positively related to enterprise innovation
performance; The enterprise innovation ability has some intermediary effect on the
enterprise supplier relationship and innovation performance, There is a complete
intermediary relationship between the relationship between enterprise government and
innovation performance, There is no intermediary effect of enterprise innovation ability on
enterprise customer relationship and innovation performance; The institutional
environment strengthens the supplier relationship and innovation performance of
innovation ecosystem enterprises, The institutional environment has no significant effect
on the customer relationship and innovation performance, The institutional environment
weakens the relationship between government and innovation performance of innovation
ecosystem enterprises.
Keywords: innovative ecosystems; subject relations; innovative performance; enterprise
innovation ability
III