资源型企业是支撑国民经济命脉的主导企业，却一直存在着技术创新能力薄弱、 研发投入和科技成果产出少等问题。尤其在面对目前市场的变化多端，技术的更新 迭代、产品的快速替换，客户的需求差异，这些问题尤为突出，对于资源型企业的 冲击力更大。所以资源型企业需要寻找和培育新的能力维护企业的成长与发展，构 建新的能力组合和结构为企业带来效益和优势，来更好的适应环境的不确定性，即 这种能力是动态能力。因而探讨动态能力、环境不确定性与资源型企业绩效的关系， 对于资源型企业提升绩效实现持续竞争优势十分有必要。 首先本文基于国内外学者的研究，将动态能力分为了三个维度，资源整合能力， 吸收能力，创新能力。将环境不确定性分为了环境动态性和环境竞争性两个维度。 运用了145家资源型企业2014至2018连续五年的平衡面板数据进行实证分析，研 究结果显示，（1）动态能力与资源型企业绩效是显著的正向作用；（2）环境不确定 性显著的正向调节动态能力与资源型企业绩效的关系。结论表明了动态能力是资源 型企业绩效的重要因素，培育和发展动态能力可以提高企业绩效，此外环境的不确 定性越高，动态能力发挥的作用越大，越可以识别、利用、整合、构建资源与能力， 从而进行吸收、消化、容纳、运用成自己拥有的资源与能力，进而创新出新产品和 新技术。显而易见，动态能力是通过资源整合能力、吸收能力、创新能力的互相作 用得到提升，说明动态能力各个维度的能力不是独立的存在，而是相互关联的。最 后基于本文的分析结果，从企业自身和政府两个角度来为资源型企业未来的发展提 出一些参考性建议。（1）资源型企业面对不确定性的环境时，要投入更多的研发机 II 构以及吸引更多的研发高技术人才，促进与高校、研发机构的合作，进而促成更多 的科技成果以及新产品产出；（2）政府给与适当的扶持与帮助，交由市场决定企业 的存亡。 关键词：动态能力；环境不确定性；企业绩效；资源型企业 III RESEARCHONDYNAMICCAPABILITYAND PERFORMANCEOFRESOURCE-BASEDENTERPRISES ——BASEDONTHEPERSPECTIVEOF ENVIRONMENTALUNCERTAINTY ABSTRACT Resource-basedenterprisesaretheleadingenterprisessupportingthelifebloodof thenationaleconomy,buttheyhavealwayshadproblemssuchasweaktechnological innovationcapabilities,lowR&Dinvestment,andlowoutputofscientificand technologicalachievements.Especiallyinthefaceofthecurrentmarketchanges, iterativetechnologyupdates,rapidproductreplacement,customerdemanddifferences, theseproblemsareparticularlyprominent,andtheimpactonresource-basedenterprises isgreater.Therefore,resource-basedenterprisesneedtofindandcultivatenew capabilitiestomaintainthegrowthanddevelopmentoftheenterprise,buildnew capabilitycombinationsandstructurestobringbenefitsandadvantagestotheenterprise, andbetteradapttotheuncertaintyoftheenvironment,thatis,thiscapabilityisdynamic capability.Therefore,exploringtherelationshipbetweendynamiccapabilities, environmentaluncertaintyandtheperformanceofresource-basedenterprisesis necessaryforresource-basedenterprisestoimproveperformanceandachieve sustainablecompetitiveadvantage. Firstly,basedontheresearchofdomesticandforeignscholars,thispaperdivides dynamiccapabilitiesintothreedimensions,resourceintegrationcapabilities,absorption capabilities,andinnovationcapabilities.Environmentaluncertaintyisdividedintotwo dimensions:environmentaldynamicsandenvironmentalcompetitiveness.Empirical analysiswasperformedusingbalancedpaneldatafrom145resource-basedcompanies IV forfiveconsecutiveyearsfrom2014to2018.Theresearchresultsshowthat(1) dynamiccapabilitiesandperformanceofresource-basedcompaniesaresignificant positiveeffects;(2)Environmentaluncertaintycansignificantlypositivelyregulatethe relationshipbetweendynamiccapabilitiesandresource-basedenterpriseperformance. Theconclusionshowsthatdynamiccapabilityisanimportantfactorfortheperformance ofresource-basedenterprises.Cultivatinganddevelopingdynamiccapabilitiescan improvecorporateperformance.Inaddition,thehighertheenvironmentaluncertainty, thegreatertheroleofdynamiccapabilities,andthemoretheycanbeidentified,utilized, integrated,andconstructedResourcesandcapabilities,soastoabsorb,digest,contain, anduseintotheirownresourcesandcapabilities,andtheninnovatenewproductsand technologies.Obviously,dynamiccapabilitiesarepromotedthroughtheinteractionof resourceintegrationcapabilities,absorptivecapabilities,andinnovationcapabilities, indicatingthatthecapabilitiesofeachdimensionofdynamiccapabilitiesdonotexist independentlybutareinterrelated.Finally,basedontheanalysisresultsofthisarticle, somereferencesuggestionsforthefuturedevelopmentofresource-basedenterprisesare proposedfromtheperspectiveoftheenterpriseitselfandthegovernment.(1)When facedwithanuncertainenvironment,resource-basedenterprisesmustinvestinmore R&DinstitutionsandattractmoreR&Dhigh-techtalents,promotecooperationwith universitiesandR&Dinstitutions,andthenpromotemorescientificandtechnological achievementsandnewProductoutput;(2)Thegovernmentprovidesappropriatesupport andassistance,andthemarketdeterminesthesurvivaloftheenterprise. KERWORDS:dynamiccapability;environmentaluncertainty;enterpriseperformance; resource-basedenterprise V 目录 一、引言..............................................................................................................................................1 1.1研究背景.................................................................................................................................1 1.2研究意义.................................................................................................................................1 1.2.1理论意义.......................................................................................................................1 1.2.2现实意义.......................................................................................................................2 1.3研究内容与技术路线.............................................................................................................2 1.3.1研究内容.......................................................................................................................2 1.3.2技术路线图...................................................................................................................3 1.4研究方法.................................................................................................................................5 1.5创新点.....................................................................................................................................5 二、理论基础与文献综述..................................................................................................................6 2.1理论基础.................................................................................................................................6 2.1.1资源依赖理论...............................................................................................................6 2.1.2资源基础观...................................................................................................................6 2.1.3动态能力理论...............................................................................................................7 2.2文献综述.................................................................................................................................8 2.2.1资源型企业的研究.......................................................................................................8 2.2.2动态能力文献综述.......................................................................................................9 2.2.3环境不确定性文献综述.............................................................................................11 2.2.4动态能力与企业绩效的关系.....................................................................................14 2.2.5动态能力、环境不确定性与企业绩效的关系.........................................................15 2.3本章小结...............................................................................................................................17 三、中国资源型企业发展与能力特征............................................................................................18 3.1资源型企业特点...................................................................................................................18 3.2资源型企业动态能力现状..