为降低经济发展对环境造成的负面影响，贯彻可持续发展政策，我国积极借 助金融手段，通过实施绿色金融实现经济绿色增长。现如今，各项绿色金融政策 也不断出台，作为重大国家战略，各地区积极进行绿色金融实践，本文旨在探测 绿色金融与环境绩效的发展程度，使长江经济带各省市明确自身绿色金融与环境 绩效发展现状，并研究绿色金融对环境绩效的影响状况，为长江经济带提高环境 绩效提供建议。 本文首先介绍了选题背景和选题意义，并从微观、中观、宏观三个方面进行 了文献梳理，指出现有研究存在绿色金融测度不一、绿色金融对环境绩效的影响 研究不全面的问题。其次，概括了绿色金融的内涵、工具、理论基础及测度方法， 并介绍了环境绩效的内涵、组成、影响因素、测度方法及与绿色金融的关系。然 后，从直接影响与间接影响两个方面分析了绿色金融对环境绩效的影响机理。接 着，以长江经济带十一个省市为例，采用2011至2017年面板数据，通过构建指 标体系对绿色金融及环境绩效进行测度，结果显示2011年至2017年绿色金融与 环境绩效均呈上升趋势，但长江经济带不同区域绿色金融和环境绩效差异较大， 发展不协调，然后建立空间面板杜宾模型研究绿色金融对环境绩效的直接效应与 间接效应，结果表明绿色金融对环境绩效有显著的正向直接影响，没有显著间接 影响，此外控制变量中产业结构和环保投资对环境绩效有积极影响，对外开放程 度对环境绩效有间接消极影响，环境绩效具有显著的正向空间溢出效率。最后提 出了落实绿色金融政策、加强环境信息披露、增强公众环保意识、促进区域合作 交流四点建议，并总结全文，指出本文存在对绿色金融测度不够准确的问题，未 来需要制定出更具有代表性、更准确的省级绿色金融指标体系，并深入探测绿色 金融影响环境绩效的障碍，推动长江经济带绿色金融发展并提高环境绩效。 关键词：绿色金融；环境绩效；长江经济带；空间杜宾模型 II Abstract In order to reduce the negative impact of economic development on the environment and implement the policy of sustainable development, China actively uses financial means to achieve green economic growth through the implementation of green finance. Nowadays, various green financial policies have been issued continuously. As a major national strategy, various regions actively carry out green financial practice. This thesis aims to explore the development degree of green finance and environmental performance, make each province and city in the Yangtze River Economic Belt clear their own development status of green finance and environmental performance, and study the impact of Green Finance on environmental performance, so as to improve the environment of the Yangtze River economic belt Provide advice on environmental performance. Firstly, this thesis introduces the background and significance of the topic, and combs the literature from the micro, meso and macro aspects, pointing out that there are some problems in the research, such as the different measurement of green finance and the incomplete research on the impact of Green Finance on environmental performance. Secondly, it summarizes the connotation, tools, theoretical basis and measurement methods of green finance, and introduces the connotation, composition, influencing factors, measurement methods of environmental performance and the relationship with green finance. Then, it analyzes the influence mechanism of Green Finance on environmental performance from two aspects of direct impact and indirect impact. Then, taking 11 provinces and cities in the Yangtze River economic belt as an example, using the panel data from 2011 to 2017 to measure the green finance and environmental performance by building an indicator system, the results show that the green finance and environmental performance are on the rise from 2011 to 2017, but the differences between the green Finance and environmental performance in different regions of the Yangtze River economic belt are large, and the development is not coordinated, and then the spatial panel Du is established Bin model studies the direct and indirect effects of Green Finance on environmental performance. The results show that green finance has a significant positive direct impact on environmental performance, but no III significant indirect impact. In addition, industrial structure and environmental protection investment in the control variables have a positive impact on environmental performance, and the degree of opening up has an indirect negative impact on environmental performance, and environmental performance has a significant positive space Spillover efficiency. Finally, it puts forward four suggestions: Implementing Green financial policy, strengthening environmental information disclosure, enhancing public awareness of environmental protection, and promoting regional cooperation and exchange, and summarizes the full text. It points out that this thesis is not accurate enough to measure green finance. In the future, it is necessary to develop a more representative and accurate provincial green financial indicator system, and further explore the impact of Green Finance on environmental performance To promote the development of green finance and improve environmental performance. Keywords: Green Finance; Environmental Performance; Yangtze River Economic Belt; Spatial Dubin Model IV 目 录 摘要 ................................................................................................................................... I ABSTRACT .........................................................................................................................II 第1章 绪论 ........................................................................................................................ 1 1.1选题背景及意义 ......................................................................................................... 1 1.1.1选题背景 .............................................................................................................. 1 1.1.2选题意义 .............................................................................................................. 1 1.2国内外文献综述 ......................................................................................................... 2 1.2.1微观视角绿色金融与环境的文献综述 .............................................................. 2 1.2.2中观视角绿色金融与环境的文献综述 .............................................................. 3 1.2.3宏观视角绿色金融与环境的文献综述 .............................................................. 4 1.2.4文献评述 .............................................................................................................. 4 1.3 研究内容及框架 .................................................................................................... 5 1.3.1研究内容 .............................................................................................................. 5 1.3.2研究框架 .............................................................................................................. 6 1.4创新之处 ..................................................................................................................... 6 第2章 绿色金融与环境绩效相关理论概述 .................................................................... 8 2.1绿色金融相关理论概述 ............................................................................................. 8 2.1.1绿色金融的内涵 .................................................................................................. 8 2.1.2绿色金融的工具 .................................................................................................. 8 2.1.3绿色金融的理论基础 .......................................................................................... 9 2.1.5绿色金融的测度方法 .......................................................................................... 9 2.2 环境绩效相关理论概述 ...................................................................................... 10 2.2.1环境绩效的内涵 ................................................................................................ 10 2.2.2环境绩效的组成 ................................................................................................ 11 2.2.3环境绩效的影响因素 .................................................