当前我国制造业供给侧改革面临严峻形势，低端供给大量过剩， 有效供给不足，结构性矛盾十分突出。要解决以上问题需要从产业链 层面进行治理建设，推动产业链协同高效，提高产业链的整体创新能 力。当前国内制造企业的产业链治理的意识较为薄弱，产业链要素整 合和协同的程度相对较低，严重影响着产业链的运行效率和整体竞争 力，因此如何通过国内制造企业产业链治理模式和机制的优化来改善 供给结构和供给质量，成为当前亟待破解的一项重大课题。基于以上 背景，本文聚焦不同驱动形态产业链中产业链治理结构对企业创新的 影响机理，并探究产业在空间的集聚状态对两者关系的影响。 本研究主要分两个阶段进行，首先是文献阅读。在阅读大量产业 链治理、产业集聚相关文献的基础上，提出整体框架和研究思路。其 次是理论分析并建立研究模型。第一，研究不同驱动形态的产业链中 产业链治理结构与企业创新的关系。第二，考虑到产业链所属空间的 联结密度和空间集聚状态会对产业链整体竞争力产生显著影响，本文II 在产业链治理结构与企业创新之间引入产业集聚，考察其对不同驱动 形态产业链中产业链治理结构与企业创新关系的调节作用。 本文选取2014-2016年纺织业、服饰业、汽车制造业和计算机行 业的上市公司，共260家企业作为研究样本进行实证分析，研究结果 表明，（1）不同驱动形态的产业链中产业链治理结构与企业创新的关 系不同，在生产者驱动产业链中，采用市场型治理结构可提高企业创 新能力，在购买者驱动产业链中，采用层级型治理结构可提高企业创 新能力。（2）产业集聚度的增加带来了丰富的创新资源，降低了获取 知识和维持联系的成本，因此加强了生产者驱动产业链中市场型治理 结构与企业创新之间的正相关关系。 关键词，产业链治理结构，企业创新，产业集聚，产业链驱动形 态 论文类型，应用基础研究III RESEARCH ON INDUSTRIAL CHAIN GOVERNANCE STRUCTURE, INDUSTRIAL AGGLOMERATION AND ENTERPRISE INNOVATION IN DIFFERENT INDUSTRIAL CHAINS ABSTRACT At present, the supply-side reform of China's manufacturing industry is facing a severe situation. The low-end supply is over-supplied, the effective supply is insufficient, and the structural contradictions are very prominent. To solve the above problems, it is necessary to carry out governance construction from the industrial chain level, promote the synergy of the industrial chain, and improve the overall innovation capability of the industrial chain. At present, the awareness of industrial chain management of domestic manufacturing enterprises is relatively weak, and the degree of integration and coordination of elements of the industrial chain is relatively low, which seriously affects the operational efficiency and overall competitiveness of the industrial chain. Therefore, how to improve the supply structure and supply quality through the optimization of the industrial chain governance model and mechanism of domestic manufacturing enterprises has become a major issue that needs to be solved urgently. Based on the above background, this paper focuses on the influence mechanism of industrial chain governance structure on enterprise innovation in the industrial chain with different driving forms, and explores the influence of industry's agglomeration status on the relationship between the two. This research is mainly carried out in two stages: first, literature reading. On the basis of reading a large number of industrial chain governance and industrial agglomeration related literature, the overall framework and research ideas are proposed. Followed by theoretical analysis and the establishment of research models. First, studyIV the relationship between industrial chain governance structure and enterprise innovation in the industrial chain with different driving patterns. Secondly, considering the connection density and spatial agglomeration status of the space of the industrial chain will have a significant impact on the overall competitiveness of the industrial chain. This paper introduces industrial agglomeration between the industrial chain governance structure and enterprise innovation, and examines its industrial chain in different driving forms. The regulatory role of the industrial chain governance structure and corporate innovation. This paper selects all listed companies in the textile, apparel and automobile industries from 2014 to 2016 and some listed companies in computer communication and other electronic industries. A total of 260 companies are used as research samples for empirical analysis. The results show that: The relationship between the industrial chain governance structure and the enterprise innovation in the industrial chain with different driving forms is different. In the producer-driven industrial chain, the market- based governance structure can improve the innovation ability of enterprises, and adopt the hierarchical type in the buyer-driven industrial chain. Governance structure can improve the innovation ability of enterprises. The increase of industrial agglomeration brings rich innovation resources and reduces the cost of acquiring knowledge and maintaining contact. Therefore, it enhances the promotion role of market-based governance structure in the producer-driven industrial chain to the innovation capability of enterprises. KEY WORDS: Industrial Chain Governance Structure;Enterprise Innovation; Industrial Agglomeration;Industrial Chain Drive TYPE OF DISSERTATION / THESIS: Application Fundamentals浙江工业大学硕士学位论文 不同驱动形态下产业链治理结构、产业集聚与企业创新关系研究 V 目 录 1 绪论................................................... 1 1.1 研究背景..................................................1 1.2 研究目标及意义............................................2 1.2.1 研究目标...............................................2 1.2.2 研究意义...............................................2 1.3 研究方法及技术路线........................................3 1.3.1 研究方法...............................................3 1.3.2 技术路线...............................................4 1.4 主要创新点及难点.........................................7 1.4.1 主要创新点.............................................7 1.4.2 主要难点...............................................7 2 相关理论及文献综述..................................... 9 2.1 产业链治理结构的相关研究..................................9 2.1.1 产业链治理结构的定义...................................9 2.1.2 产业链治理结构的相关理论及影响因素.................... 10 2.1.3 产业链治理结构与企业创新关系研究...................... 12 2.2 产业集聚的相关研究....................................... 15 2.2.1 产业集聚的定义........................................ 15 2.2.2 产业集聚的驱动力...................................... 15 2.2.3 产业集聚的效应研究.................................... 16 2.3 简要评述................................................. 19 3 研究假设与模型构建.................................... 21 3.1 假设提出................................................. 21 3.1.1 不同驱动形态下产业链治理结构与企业创新的关系........... 21 3.1.2 产业集聚对产业链治理结构——企业创新关系的调节作用..... 23 3.2 模型的构建............................................... 24 4 数据与方法............................................ 26 4.1 样本选择与数据获取....................................... 26浙江工业大学硕士学位论文 不同驱动形态下产业链治理结构、产业集聚与企业创新关系研究 VI 4.2 指标选取和变量定义....................................... 26 4.2.1 企业创新水平.......................................... 26 4.2.2 产业链治理结构........................................ 27 4.2.3 产业链驱动形态........................................ 27 4.2.4 产业集聚.............................................. 28 4.2.5 控制变量.............................................. 28 4.3 分析方法................................................. 29 4.4 实证分析模型............................................. 30 5 分析与结果............................................ 32 5.1 描述性统计分析与相关性分析............................... 32 5.2 假设检验................................................. 33 5.2.1 主效应检验............................................ 33 5.2.2 调节效应检验.......................................... 35 5.3 稳健性检验............................................... 36 5.4