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随着经济全球化的不断深入,企业需要进行持续创新,才能在激烈的市场 竞争中与不确定的环境中快速发展。现阶段,中国正在加快建设创新型国家,十 九大习近平总书记再次强调:“创新是引领发展的第一动力”,这里说的创新 包括理论创新、实践创新、制度创新、文化创新以及其他各方面创新。然而, 企业是国家进行创新的主体,创新是企业生存与发展的原动力。创新不仅涵盖 技术方面的创新,也有非技术方面的创新。回顾以往研究成果,大多数研究重 点关注技术创新,而对非技术创新的研究尚不充分。但是企业要想实现快速发 展的目标,需要将技术创新和非技术创新二者相结合。 文章通过分析企业创新理论、资源基础理论及企业生命周期理论,探讨技 术创新与企业绩效的关系、非技术创新与企业绩效的关系。在进行归纳的基础 上,研究尝试着从一个动态视角出发,结合企业每个生命周期阶段的特点,研 究处于不同生命周期阶段的企业,分别实施技术创新与非技术创新对企业绩效 的影响。根据研究的要求与目的,首先对相关内容进行理论梳理,提出合理的 研究假设和理论究模型;其次通过问卷调查的方法,向企业高层管理者、中层 管理者,或者比较熟悉企业相关信息的其他管理者发放调查问卷;最后采用分 层回归法分析技术创新、非技术创新与企业绩效的关系。另外,文章将企业生 命周期引入了研究模型,分析其在技术创新、非技术创新与企业绩效之间关系 中的调节作用。 实证结果表明:实施技术创新和非技术创新都对企业绩效具有显著正相关 影响;随着企业生命周期由初创期向衰退期转变,产品创新、流程创新对企业 绩效的影响逐渐增强;随着企业生命周期由初创期向衰退期转变,营销创新对 企业绩效的影响逐渐减弱。因此,企业在进行创新管理时需要根据自身所处的 阶段性特点、企业性质以及企业所拥有的资源量等相关特征,侧重实施创新类 型,为企业创新战略的制定和企业可持续发展提供决策参考,并促进中国创新 型社会的建设,以及实施创新驱动经济发展战略有着比较重要的现实意义。 关键字:技术创新;非技术创新;企业绩效;企业生命周期I Abstract With the deepening of economic globalization, enterprises need continuous innovation to survive and develop in the fierce market competition and uncertain environment. China is speeding up the construction of an innovative country. General Secretary Xi Jinping of the Nineteenth National Congress once again stressed that innovation is the first driving force leading development, including theoretical innovation, practical innovation, institutional innovation, cultural innovation and others. Actually, enterprises are the mainstay of innovation and an important part of adhering to the innovation-driven development strategy. Innovation includes not only technological innovation, but also non-technological innovation. Though the reviewofthe previous studies, it is found that most of the studies focus on technological innovation, while relatively little attention is paid to non-technical innovation. However, to achieve transformative growth, enterprises need to combine technological innovation with non-technical innovation. This paper discusses the relationship between technological innovation and enterprise performance, non-technological innovation and enterprise performance through the analysis of enterprise technological innovation theory, resource-based view theory and enterprise life cycle theory. On the basis of induction, this paper tries to study the relationship between technological innovation, non-technological innovation and enterprise performance in different stages of enterprise life cycle from a dynamic perspective according to the characteristics of each stage of enterprise life cycle. According to the purposes and requirements of the research, firstly, the relevant content of the article is sorted out theoretically, and the research hypothesis and research model are put forward reasonably. And then, the data are collected through the method of questionnaire survey, by sending questionnaires to senior managers, middle managers or other managers who are familiar with relevant information of the company. At last, the collected data are analyzed by multiple linear regression to explore the relationship between technological innovation, non-technological innovation and enterprise performance in different life cycles. In addition, this paper introduces the enterprise life cycle into the research model, and analyses its moderating effect in the relationship between technological innovation, non-technological innovation and enterprise performance.I The empirical results show that both the implementation of technological innovation and non-technical innovation have a significant positive impact on corporate performance; as the life cycle of the enterprise changes from the initial stage to the recession, the impact of product innovation and process innovation on firm performance is gradually enhanced; The life cycle changes from the initial stage to the recession, and the impact of marketing innovation on business performance is gradually weakened. Therefore, when carrying out innovation management, enterprises need to focus on the implementation of innovation types according to their own stage characteristics, enterprise nature and the amount of resources owned by enterprises, so as to provide decision-making reference for the formulation of enterprise innovation strategy and sustainable development, It also has important practical significance for promoting China's construction of an innovative society and using innovation to drive economic development. Key words: Technological innovation; Non-technical innovation; Enterprise performance; Enterprise Life cycleI 目录 第 1 章 绪论...............................................................................................................1 1.1 选题背景与意义..............................................................................................1 1.1.1 选题背景....................................................................................................1 1.1.2 选题意义....................................................................................................3 1.2 国内外文献综述..............................................................................................4 1.2.1 技术创新相关综述....................................................................................4 1.2.2 非技术创新相关综述................................................................................5 1.2.3 技术创新、非技术创新与企业绩效的研究............................................7 1.2.4 技术创新与非技术创新的关系研究........................................................7 1.2.5 文献综述小结............................................................................................8 1.3 研究方法与内容..............................................................................................9 1.3.1 研究方法....................................................................................................9 1.3.2 研究内容....................................................................................................9 1.4 研究的创新之处............................................................................................10 第 2 章 概念界定与理论基础.................................................................................12 2.1 相关概念界定................................................................................................12 2.1.1 技术创新..................................................................................................12 2.1.2 非技术创新..............................................................................................13 2.1.3 企业绩效..................................................................................................14 2.2 理论基础........................................................................................................14 2.2.1 资源基础理论..........................................................................................14 2.2.2 创新理论..................................................................................................16 2.2.3 企业生命周期理论..................................................................................17 第 3 章 理论分析与研究假设...........................................................