本文根据创新资源内涵分别构建了一系列反映创新资源集聚水平的指标，并
且运用因子分析方法对各省区高技术产业创新资源集聚水平进行评价与分析，发
现综合因子得分较高的省区有更为显著的创新绩效。针对这一现象，本文进行了
更为深刻的实证研究。从狭义创新资源概念出发，本文重点测算了创新人力资源
与财力资源的区位商指数，这一指数能很好地刻画相应类别创新资源的集聚程度
本文对知识生产函数加以改进，构建了符合研究目的的测量模型，重点考虑创新
资源集聚水平这一变量对创新绩效的影响，根据高技术产业下属五大行业的面板
数据进行实证研究。分析结论表明，创新资源集聚水平对创新绩效影响显著，并
呈现倒 U 型的非线性影响关系
这一结论无论从理论上还是实际上都颇有意义，从理论角度，本文研究丰富
发展了创新资源集聚理论，重点研究了集聚创新效应，并从实证的角度阐述了创
新资源集聚水平对创新绩效的非线性影响，为下一步的研究打开思路。从实际意
义上来讲，创新资源集聚研究旨在探明集聚活动对经济发展或创新活动的集聚效
应，为国家政府制定更为合理科学的资源配置及引导政策，提升资源利用效率，
提供合理的建议和意见
关键词：创新资源；集聚；创新绩效；高技术产业；因子分析；面板数据回归分
析硕士学位论文
III
Abstract
In the era of knowledge economy, agglomeration of innovation resources has
become an increasingly common phenomenon. It also has earned many scholars'
attention. These innovation resources, such like talent, capital, technology and
knowledge, which were carried by enterprise, government, University and research
institutions, has been put into innovation production and promoted the development of
economy after transferring and diffusion. In the view of the new economic geography,
partner interaction and knowledge spillover in a regional economy can reduce the
production cost and promote the whole region to achieve rapid development. Therefore
such developed areas which have certain innovation resources basis also have a lower
production cost and a high resource-using efficiency. We wonder that if the level of
innovation resource agglomeration has a positive effect on the innovation performance
of these high tech industry clusters. How is it How to explain the phenomenon These
issues constitute the main motivation and purpose of this research.
We have constructed a series of indicators to show the level of innovative
resource agglomeration according to innovation resource theory. We also have made
the factor analysis of the agglomeration level of the high tech industry of whole
country .The study shows that those provinces which have a high comprehensive factor
score have better innovation performance. In order to explain this phenomenon, we did
a further research. The location quotient index has been used to calculate the
agglomeration level of human resource and financial resource. We also improved the
knowledge production function to establish the measurement model for the purpose of
this study. Our empirical research focused that the effect of innovation resources
agglomeration on the innovation performance. The conclusion was that the
agglomeration level of innovation resources have a significantly influence on
innovation performance, which was nonlinear as a inverted U shape.
These conclusions are of great significance both in theory and practice. From a
point of theoretical view, this research have enriched and developed the innovative
resource agglomeration theory. We focused on the research of cluster innovation effect,
and also verified the nonlinear influence of innovation resources agglomeration level
on innovation performance with the empirical research. This paper also opened the
way for the next research. From a practical sense, our research focused on finding out
the agglomeration effect of some activities on economy. According to our paper, we
can provide reasonable suggestions and comments for the national resources allocation
and innovation development policies.
Key words: Innovative Resource; Agglomeration; Innovation Performance; The
High-tech Industry; The Factor Analysis; The Panel Data Regression
Analysis
目 录
学位论文原创性声明和学位论文版权使用授权书 .... I
摘要II
Abstract ........III
目 录V
插图索引 .....VII
附表索引 ....VIII
第 1 章 绪论 .1
1.1 研究背景与意义 ........1
1.1.1 研究背景 ..........1
1.1.2 研究意义 ..........2
1.2 研究对象和研究内容 .3
1.2.1 研究对象 ..........3
1.2.2 研究内容 ..........3
1.3 研究方法和研究框架 .4
1.3.1 研究方法 ...........4
1.3.2 研究框架 ..........4
1.4 创新点 ...........6
第 2 章 理论基础与文献综述...........7
2.1 创新资源集聚概念界定 ..........7
2.1.1 创新资源的内涵 ...........7
2.1.2 创新资源集聚的内涵 ...8
2.2 创新资源集聚相关理论基础 ..9
2.2.1 资源基础理论 ...9
2.2.2 产业集聚 ........10
2.2.3 区域创新系统 12
2.3 创新资源集聚研究综述 ........13
2.3.1 创新资源空间分布研究 .........13
2.3.2 创新资源集聚机制研究 .........14
2.4 本章小结.......15
第 3 章 创新资源集聚水平对创新绩效的作用机理分析...16
3.1 高技术产业创新资源集聚现状分析16
3.1.1 创新资源集聚指标体系构建 .16
3.1.2 创新资源集聚水平度量方法 .17
3.1.3 高技术产业创新资源集聚因子分析 ..18
3.2 高技术产业创新资源集聚水平对创新绩效的影响机理分析 .........25
3.2.1 集聚效应机理分析 .....25
3.2.2 创新资源集聚对创新绩效的影响 ......26
3.3 本章小结.......27
第 4 章 创新资源集聚水平对创新绩效影响的实证分析...29
4.1 高技术产业创新资源集聚水平度量.29
4.1.1 区位商 .29
4.1.2 指标选取与数据来源 ..30
4.2 面板回归分析 ...........32
4.2.1 回归模型构建 .32
4.2.2 指标选取与数据来源 ..33
4.2.3 面板数据检验 .34
4.3 结果分析与建议 .......36
4.3.1 专利数据模型的实证结果分析...........36
4.3.2 新产品数据模型的实证结果分析 .......38
4.3.3 主要政策建议 .40
4.4 本章小结.......41
结论...43
参考文献 .......45
致谢...51
附录 A 攻读学位期间公开发表的论文......52
附录 B 攻读学位期间所参与的课题..........53
插图索引
图 1.1 论文研究框架..5
图 3.1 碎石图 ...........19
图 3.2 各省市年创新资源集聚水平综合因子得分 ....22
图 3.3 各省市年新产品销售收入 .......22
图 4.1 MPMM 行业创新资源集聚水平趋势图 .........31
图 4.2 MPMM 行业创新绩效趋势图 32
附表索引
表 3.1 创新资源集聚水平测量指标体系表..17
表 3.2 数据检验结果18
表 3.3 创新资源集聚水平因子分析总方差解释结果 ..........20
表 3.4 旋转后的创新资源集聚水平因子载荷矩阵 ..21
表 3.5 因子得分表....22
表 3.6 各地区高技术产业创新资源集聚水平得分 ...24
表 4.1年东部各省五大高技术产业创新资源集聚水平表.......31
表 4.2 样本数据的描述性统计.........33
表 4.3 医药制造业（MPPM）面板模型的单位根检验 .......34
表 4.4 各模型协整分析结果 35
表 4.5 Hausman 固定影响与随机影响检验 ..35
表 4.6 以专利申请数（P）为因变量时的实证分析36
表 4.7 以新产品销售收入（NPE）为因变量时的实证分析 ...........38
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