论文根据国内外相关文献并结合我国中小板上市公司自主创新能力发展的实际情
况，构建评价指标体系并进行实证研究。本文主要从四个方面就中小板上市公司自主创
新能力展开研究：
（1）中小板上市公司自主创新能力概述与理论基础。主要介绍了中小企业、中小
板上市公司及中小板上市公司自主创新能力的概念界定与中小板上市公司自主创新能
力评价理论基础
（2）中小板上市公司自主创新能力评价体系的构建。首先明确了中小板上市公司
自主创新能力评价指标体系的设立原则，然后从研发投入因子、人力资源因子、企业收
益因子、环境影响因子 4 个方面建立了中小板上市公司自主创新能力评价指标体系，最
后阐述了评价方法的分析与选择
（3）中小板上市公司自主创新能力评价的实证研究。首先明确研究样本与数据来
源，然后分别基于 2014 年 156 家与 2015 年 152 家中小板上市公司的实际数据对我国中
小板上市自主创新能力进行实证分析
（4）中小板上市公司自主创新能力提升对策。分别从加大研发投入力度、加强对
知识型人才的引进与培养、加大政府对中小板上市公司自主创新的支持、努力实现自主
创新各方面能力的均衡发展、根据中小板上市公司收益能力提升自主创新能力、通过创
新联盟降低中小板上市公司自主创新风险、拓宽中小板上市公司自主创新融资渠道七个
方面提出了提升我国中小板上市公司自主创新能力的对策与建议
关键词：中小板上市公司；自主创新能力；评价体系；实证分析济南大学硕士学位论文
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Abstract
Under the new normal, innovation driven has become the main driving force of economic
development. After years of development, SMEs have become the main force of China&39;s
economic development, as the leader of the SMEs, the SMES board has become the most
dynamic part of China&39;s economic growth. However, with the intensification of market
competition, the lack of R&D personnel of SMEs board, the lack of innovation and other
shortcomings have gradually come out, and restricted seriously the development of SMEs
board. Under the trend of mass entrepreneurship and innovation, SMEs board also ushered in
the spring, SMEs board should actively carry out independent innovation to seek a more
long-term development. Through the study of the ability of independent innovation of SMEs
board, in order to improve the ability of independent innovation of of SMEs board.
According to the relevant literature of the independent innovation ability of SMEs,
combined with the development of the independent innovation ability of China&39;s SMEs board,
construct the evaluation index system and empirical study. This paper mainly studies from four
aspects:
(1) Overview and theoretical basis of independent innovation ability of SMEs board. This
part mainly introduces the definition of SMEs、SMEs board and the independent innovation
ability of SMEs board, and the theoretical basis for the evaluation of the independent
innovation ability of SMEs board.
(2) Construction of evaluation system of independent innovation ability of SMEs board.
Firstly, confirm the establishment principle of the evaluation index system of the independent
innovation ability of SMEs board. Secondly, establish the evaluation index system of the
independent innovation ability of SMEs board from 4 aspects, such as R & D input factor,
human resource factor, enterprise income factor and environmental impact factor. Finally,
discuss the analysis and selection of evaluation methods.
(3) An empirical study on the evaluation of independent innovation ability of SMEs board.
Firstly, confirm the research samples and data sourcesthe. Then based on the actual data of 156
SMEs board in 2015 and 152 SMEs board in 2014, empirically study the independent
innovation ability of SMEs board in China in the past two years.中小板上市公司自主创新能力评价及提升研究
VI
(4) Promotion Countermeasures of independent innovation ability of SMEs board. This
part puts forward the countermeasures and sugges
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