企业的技术创新升级一直是发展的重点，而共性技术是提高企业 技术创新能力的重要手段，近年来，国家也不断强调共性技术发展的 重要性，而共性技术只有扩散到企业才能真正产生社会经济效益，目 前我国共性技术在扩散到企业的过程中仍然受到各方面的制约，探究 共性技术扩散的影响因素和作用机制对于解决共性技术扩散障碍有 重要意义。本文在理论分析的基础上，以共性技术扩散效应为导向， 利用定性比较分析方法（QCA），从分析共性技术扩散的影响因素到 进一步探究共性技术扩散机制，全面深入地剖析共性技术扩散，并提 出共性技术发展的促进路径。 本文围绕“共性技术扩散机制”这一核心问题，采用文献分析、问 卷调查、定性比较分析（QCA）等研究方法，首先，根据共性技术扩 散过程选取共性技术的自身属性、供给意愿、预期效益、政府支持、 扩散中介和信息传播等6个主要影响因素进行分析。其次，基于浙江 省41个典型产业集群展开问卷调研，利用QCA方法分析影响因素间的II 相互作用，研究一方面证明了6个影响因素对于共性技术扩散的影响 作用，另一方面根据四个不同的前因条件构型得到市场作用机制、环 境促进机制和协同机制三种共性技术扩散机制，每一个作用机制都是 不同影响因素的紧密组合，其中供给意愿和信息传播在三个前因条件 构型都是促进扩散的核心条件，只有利用和协同好不同的影响因素才 能有效促进共性技术扩散。最后，综合理论分析与实证研究，从共性 技术供给、政府作用、扩散中介、集群环境四个方面提出了共性技术 扩散的相应建议。 关键词，共性技术扩散，影响因素，扩散机制，促进路径，定性 比较分析 论文类型，应用基础研究III RESEARCH ON THE DIFFUSION MECHANISM OF GENERIC TECHNOLOGYAND ITS PROMOTION PATH-TAKING TYPICAL INDUSTRIALCLUSTERS IN ZHEJIANG PROVINCEASAN EXAMPLE ABSTRACT The technological innovation and upgrading of enterprises has always been the focus of development, and generic technology is an important means to improve the technological innovation capability of enterprises. In recent years, the state has also continuously emphasized the importance of the development of generic technologies, and the generic technology can only truly generate social economy if it spreads to enterprises. Benefits At present, China's generic technology is still subject to various aspects in the process of spreading to enterprises. Exploring the influencing factors and mechanism of the diffusion of generic technologies is of great significance for solving the barriers to the diffusion of generic technologies. On the basis of theoretical analysis, this paper uses the qualitative diffusion method as the guide, and uses the qualitative comparative analysis method (QCA) to analyze the influence factors of the diffusion of generictechnologiestofurtherexplorethediffusionmechanismof generictechnologies, and comprehensively and deeply analyze the diffusion of generic technologies. The promotion path of common technology development. This paper focuses on the core problem of generic technology diffusion mechanism, using literature analysis, questionnaire survey, qualitative comparison analysis (QCA) and other research methods. First, according to the generic technology diffusion process, the common attributes of the generic technology, supply willingness, expected benefits, Government support, diffusion intermediation and information dissemination and other six major influencing factors were analyzed. Secondly, based on the questionnaire survey of 41 typical industrial clusters in Zhejiang Province, the QCAmethod is used to analyze the interaction between the influencing factors. On the one hand, the research proves the influence of six influencing factors on the diffusion of common technology, and on the other hand, according to four different The pre-IV conditional configuration has three common technology diffusion mechanisms: the market promotion mechanism, the environmental promotion mechanism and the synergy mechanism. Each action mechanism is a close combination of different influencing factors, in which supply intention and information dissemination are in three antecedent conditional configurations. They are all core conditions for promoting proliferation. Only by using and coordinating different influencing factors can we effectively promote the diffusion of common technologies. Finally, comprehensive theoretical analysis and empirical research propose corresponding proposals for the diffusion of generic technologies from four aspects: common technology supply, government role, diffusion intermediary, and cluster environment. KEY WORDS: Generic technology diffusion; Influencing factors; Diffusion mechanism; Promotion path; Qualitative comparative analysis TYPE OFDISSERTATION / THESIS: Application Fundamentals浙江工业大学硕士学位论文 共性技术扩散机制及其促进路径研究 V 目 录 1.导论 .................................................. 1 1.1 研究背景......................................................1 1.2 研究问题的提出................................................2 1.3 研究思路......................................................3 1.3.1 研究的技术路线 ...........................................3 1.3.2 研究方法 .................................................4 1.4 章节安排......................................................4 1.5 可能的创新点..................................................6 1.6 本章小结......................................................6 2.文献综述 .............................................. 7 2.1 共性技术......................................................7 2.1.1 共性技术的概念和分类 .....................................7 2.1.2 共性技术的特性 ...........................................8 2.1.3 共性技术的研究领域 ......................................10 2.2 技术扩散.....................................................11 2.2.1 技术扩散的概念 ..........................................11 2.2.2 技术扩散理论 ............................................12 2.2.3 技术扩散的影响因素 ......................................14 2.2.4 技术扩散机制 ............................................15 2.3 QCA 研究方法.................................................17 2.3.1 QCA 的四种分析方式 ......................................18 2.3.2 QCA 的分析逻辑及操作 ....................................19 2.3.3 QCA 方法与传统分析方法的比较 ............................19 2.4 本章小结.....................................................20 3. 共性技术扩散分析 .................................... 21 3.1 共性技术供给及扩散类型.......................................21 3.2 共性技术扩散特征.............................................22 3.2.1 知识传播性 ..............................................22 3.2.2 独特网络性 ..............................................22 3.2.3 政府干预性 ..............................................23浙江工业大学硕士学位论文 共性技术扩散机制及其促进路径研究 VI 3.3 共性技术扩散的多重失灵.......................................23 3.3.1 市场失灵 ................................................23 3.3.2 组织失灵 ................................................23 3.3.3 制度失灵 ................................................24 3.4 共性技术扩散影响因素分析.....................................24 3.4.1 共性技术的自身属性 ......................................24 3.4.2 技术供给方 ..............................................25 3.4.3 技术需求方 ..............................................25 3.4.4 扩散环境 ................................................26 3.5 本章小结.....................................................28 4.研究设计 ............................................. 30 4.1 样本选择.....................................................30 4.2 问卷设计.....................................................30 4.2.1 问卷的设计过程 ..........................................30 4.2.2 问卷的基本内容 ..........................................31 4.2.3 问卷的可靠性设计 ........................................31 4.2.4 变量测度 ................................................32 4.3 问卷发放与收集...............................................35 4.4 变量赋值.....................................................36 4.5 本章小结.....................................................37 5 实证分析 .............................................. 38 5.1 信度检